COMPLIMENTARY CEFPRO® WEBINAR

FCA Compliance to market abuse regulation: Identifying conflicts to prevent market abuse

Webinar Agenda:

Key agenda topics discussed include:

  • Identifying and Preventing Conflicts of Interest
  • Types of Conflicts and real cases example (situations in which a conflict could arise)
  • Identification and Disclosure of Insider Information
  • Personal Account Dealing and PAD policy under FCA Rules
  • Practical challenges

Speakers:

Keith-Pyke-120x120

Keith Pyke
Solution Sales
MyComplianceOffice

Sophie-Dupre-Echeverria-120x120

Sophie Dupre-Echeverria
Chief Risk & Compliance Officer
Gulf International Bank

William-Yonge-120x120

William Yonge
Partner in Financial Services
Morgan Lewis

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